FINRA Reviewed Reports
We have two reports, the Comprehensive Overview Report and Comprehensive Comparison Report, that were reviewed by FINRA in April 2021. By default, they are not pre-loaded into every account but as a client, you may request access by reaching out to your account manager or our support team.
Please find the correspondence with FINRA below. While our reports have been reviewed, YCharts strongly encourages you to share with your own compliance team or department for further review and to customize the disclosure with your firm's FINRA member name.
FINRA Review Letter - Comprehensive Overview Report
Submitted Comprehensive Overview Report